Compliance Officer- Reliever

JOB TITLE:

Compliance Officer

DIVISION:

Office of the President

DEPARTMENT:

Legal and Compliance

JOB GRADE:

10

LOCATION:

GT Tower

REPORTING TO

(ROLE):

Financial Crimes Director

NUMBER OF DIRECT

REPORTS:

0

MAIN PURPOSE

OF THE JOB:

Identify, assess, implement and monitor the Company’s compliance framework on Financial Crime Compliance to ensure that the Company operates in accordance with local and AXA Group requirements

KEY ACCOUNTABILITIES:

• Implements compliance with regulatory and Group requirements on Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Sanctions
  • Formulates, reviews, modifies, disseminates and implements policies, procedures, guidelines, and controls
  • Identifies policy and procedural gaps or breaches and monitors remediation or closure of gaps/breaches
  • Assists business units in the adoption of new/updated requirements and embedding activities
  • Supports FCC team’s AML/Sanctions operations unit with monitoring and reporting activities, including but not limited to Covered Transaction Reporting, Suspicious Transaction Reporting, name screening, transaction monitoring, freeze order compliance, and similar activities

• Works with Compliance Culture Officer to develop, implement, and monitor compliance awareness and training programs
• Assists in internal and external audits/examinations and ad hoc requests and reviews
• Identifies and escalates potential and actual vulnerabilities, risks and issues on AML-CTF and Sanctions

KEY

STAKEHOLDERS:

Internal

External

EXPERIENCE AND QUALIFICATIONS:

• Minimum of 3 years of professional experience on Philippine AML-CTF and Sanctions laws and regulations in the banking or insurance industry
• Experience in policy-making is strongly preferred
• Demonstrates a high level of analytical and problem-solving skills
• A team-player
• Can work under minimum supervision
• Proficient in MS Office Applications
• Very good communication skills (oral and written)